Service

Enterprise Incident Governance Architecture

Board-level design of enterprise incident governance architecture covering severity classification, escalation authority, regulatory defensibility, and executive oversight under high-exposure events.

Key takeaways
  • Defined scope and deliverables
  • Reason-code aligned approach to disputes and evidence
  • Outputs suitable for partner and executive review

Executive positioning

This is not a diagnostic.
It is a response architecture.

When fraud events escalate, the risk is no longer detection performance — it is governance failure: unclear ownership, delayed escalation, undocumented rationale, and regulatory missteps.

This engagement designs the governance architecture required to manage high-exposure fraud and scam events with defined authority, defensible documentation, and board-level control.



What this solves

  • Ambiguity between alert, incident, and regulatory consideration
  • Inconsistent fraud-to-compliance handover
  • Escalation delays during high-exposure events
  • Weak documentation and audit defensibility
  • Lack of structured executive visibility

The objective is controlled incident handling, regulatory defensibility, and decision authority clarity during live events.


Scope

  • Incident taxonomy and severity model (alert → case → incident → regulatory event)
  • Escalation thresholds (exposure, typology, reputational risk)
  • Fraud-to-Compliance handover criteria
  • Documentation standards (evidence trail + decision rationale)
  • Executive oversight triggers and reporting cadence
  • Partner escalation and communication protocol

Typical engagement phases

Phase 1 — Response Audit (Weeks 1–2)

  • Current-state workflow mapping
  • Escalation and ownership review
  • Documentation gap assessment

Phase 2 — Framework Design (Weeks 3–4)

  • Incident taxonomy and threshold model
  • RACI architecture
  • Reporting and oversight structure

Phase 3 — Operationalisation (Weeks 5–6)

  • Playbook rollout
  • Template deployment
  • Governance cadence activation

Compressed option (3–4 weeks)

For smaller teams or lower complexity environments, a condensed implementation pathway is available.

  • Accelerated workflow and escalation review
  • Core threshold and RACI definition
  • Playbook baseline and template rollout
  • Governance KPI structure

Extended calibration and partner alignment can be layered post-engagement.


Output

  • Incident Governance Playbook (board-ready)
  • Escalation authority matrix and decision tree
  • Regulatory defensibility documentation standard
  • Executive and board reporting framework
  • Implementation-ready runbooks and templates

The result is a structured, defensible fraud response framework capable of supporting sustainable growth and regulatory confidence.